Corporate Regulatory Compliance Advisory Services

Compliance, legal and regulatory advice is essential for any business that wishes to operate in a regulated environment, such as the Financial Services sector, healthcare, or the Fast-Moving Consumer Goods industry. 

In complying with regulations, businesses must understand the different requirements that apply to them and must ensure that their operations are consistent with these requirements. 

A regulatory lawyer can help your business to identify, understand and comply with applicable regulations and can also provide guidance on how to manage and mitigate the associated risks. 

We have significant regulatory legal experience in creating, drafting and reviewing regulatory compliant policies and procedures.

We have specialist experience to help you navigate:

• Companies Act 2006 

• Regulatory Compliance Dispute Resolution 

• Sanctions Advice (United Nations Security Council (UNSC); Office of Foreign Assets Control (OFAC) - United States Department of the Treasury; European Union (EU) - Common Foreign and Security Policy (CFSP))

• Markets in Financial Instruments Directive (MiFID) II

• FCA's Client Assets Sourcebook (CASS) Rules

• Senior Managers and Certification Regime (SM&CR)

• Central Securities Depository Regulation (CSDR)

• Data Protection Act 2018 ; GDPR;  Privacy and Electronic Communications Regulations 2003  (PECR)

• US Foreign Account Tax Compliance Act (FATCA) and more